Karishma is a financial service professional with a diverse breadth of experience navigating the world of banking, investment brokerages, and securities dealers. Specializing in compliance and supervisory functions within the wealth management industry, she has held roles in regulatory oversight, trade supervision and audit management.
With a passion for fostering integrity, efficiency and client-centric decision-making, Karishma thrives on turning complex regulatory challenges into practical, workable solutions. She also has a love for learning and is on track to complete her Chartered Investment Manager (CIM) and Fellow of the Canadian Securities Institute (FCSI) designations in 2025.
In addition to her professional pursuits, Karishma enjoys the great outdoors. Whether she is hiking rugged trails, enjoying the flow of a scenic mountain bike ride or gliding through fresh snow on skis, she believes in working smart, embracing adventure and always finding the best path forward—whether it is through a regulatory framework or a winding forest trail.